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Type 2 Financial Instruments Business Registration

Updated: July 2026, 1


  • I want to handle trust beneficiary rights
  • I am considering registering as a Type II Financial Instruments Business. I would like to know the requirements.
  • I want to start a crowdfunding business, but I don't know what licenses I need.
  • I want to request procedures for new registration and ongoing support after registration.

Inquiries like the ones above are often asked during free consultations.

Free Consultation (Contact Us)
Document Preparation・Creating a concept paper
・Prepare a draft summary and questionnaire
・Creating business procedures and company regulations
・Preparation of registration application form and attached documents
Application support・Contact point with authorities
- Preparation for interviews with authorities and attendance at interviews
・Application support and answering questions from authorities
・Support for association membership procedures
Consulting・Providing consultations regarding personnel and organizational structure preparation for application
・Supporting consultations regarding schemes, business flows, etc.
・Supporting consultations regarding various other applications and ongoing follow-up after registration
(※If legal advice or legal interpretation is required, please consult a lawyer separately.)
Others・Acquisition of various certificates required for application

◆Company E
I was aware that it would be a difficult procedure, but we received support without any problems.
I am very satisfied with both the speed of response and the level of expertise. 

◆ Company F
Right from helping us decide on a course of action to responding, we received polite, kind and speedy support, which was a great help!
Thank you all!

◆Mr. R
It was very helpful for me to have everything done for me in one go. I love the character of the teacher (lol)! 
I am very satisfied with the support that exceeded my expectations and exceeded the cost.
I myself was introduced to him by Mr. K, and now I understand why you want to introduce him to others.
Their knowledge, know-how, and responsiveness are by far the best.
I would appreciate it if you would like to introduce me again.

◆Mr. F
I was very satisfied with the prompt, courteous, and high-level response.
Please continue to support us as a business partner.
Thank you in advance.

General flow of Type II Financial Instruments Business

It is possible to prepare documents and obtain licenses with an eye to business operations after registration.

We can prepare long-term, strategic documents and obtain licenses with a view to operations after registration as a financial instruments business.

Of course, it is possible to complete the procedures on your own, but you may end up having trouble later on if the business method manual or company regulations are out of sync with the actual work you want to do.

Document creation made easy

Before applying, you will need to prepare more than 30 types of documents, including application forms and company regulations.
Some documents are voluminous, 30 to 40 pages long, so if you are going through the process yourself, you may have a hard time creating the documents.
 
Depending on the accuracy of the documents, the review may not progress smoothly, and in some cases authorities may implicitly urge applicants to seek the opinion of an expert, which may result in it taking even longer to obtain a license.

Has a track record of registration, knowledge, know-how, etc.

Our company has a track record of registration as a Type II Financial Instruments Business, as well as knowledge and know-how.
In particular, in highly specialized fields such as the financial instruments trading industry, there are only a handful of truly experienced professionals.

We will first listen to what business you would like to undertake, and then provide comprehensive support, from advice on establishing a system to the actual registration application procedures.

It is difficult for busy business owners to properly interpret and apply unfamiliar laws.
As legal experts, we will reduce your burden.

Fast Response

Our motto is fast response.
We have established dedicated teams for each project.
We will handle all applications promptly and reliably.

Free consultation

The initial consultation is free of charge.

Click here for a free consultation.

We are providing the latest information on Type II Financial Instruments Business!

[Expert explains]
Latest Topics on Type II Financial Instruments Business

Support contentRemuneration amount (tax included)
Type 2 Financial Instruments Business Registration+ Association membership procedures
(Treatment of real estate trust beneficiary interests)
From 1,100,000 yen
Type 2 Financial Instruments Business Registration+ Association membership procedures
(Fund raising)
From 2,200,000 yen
Business ReportFrom 77,000 yen/session
Various change notificationsFrom 55,000 yen/item
Support for creating internal regulationsFrom 33,000 yen/item
Training instructor dispatch (1 hour / resume included)From 110,000 yen
internal audit supportFrom 330,000 yen
[Financial Instruments Business] Experts explain the key points regarding practical support after registration! (Video time 2:10)

Nationwide Support

The first consultation is free.
Please take a look at our homepage and contact us if you would like to consult with us or if you would like to know more!

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