金融
Updated: July 2025, 11
table of contents
List of applicable licenses and services
- Central management of financial permits
- Notification of special business operations for qualified institutional investors, etc.
- Registered as a Type 1 Financial Instruments Business
- Type 2 Financial Instruments Business Registration
- Investment management business registration
- Investment Advisory and Agency Registration
- Response to merger of Investment Trust Association and Advisory Association
- Financial services intermediary registration
- Launching a crowdfunding business
- Registered as a money transfer business operator
- Notification and registration of prepaid payment instrument issuers
- Registered as a cryptocurrency exchange business
- Registered as an electronic payment agent
- Money lending business registration
- Registered as a credit purchasing agent
- Registered as a contractual business operator handling credit card numbers, etc.
- Financial internal audit support
- AML/CFT support (anti-money laundering support)
Common license combinations
We often receive enquiries about combining the following licenses and permits:
We may be able to accommodate some of the other permits and permits, so please contact us separately.
Frequently asked questions regarding licenses and permits
| Real estate related | Real estate trading business / Real estate investment advisory business (general and comprehensive) Apartment management business / Real estate specific joint venture / Real estate appraisal business |
| Construction related | Construction industry/architect office/construction consultant/surveying industry |
| Others | Security business/Secondhand goods dealer |
Support flow
Example: Type II Financial Instruments Business
*The support process varies depending on the licenses and permits, so please check each page for details.
① Consultation → Estimate
The first consultation is free.
Please contact us by phone or via the inquiry form.
We will then provide advice after confirming the current situation through a face-to-face or online interview.
During the interview, we will discuss your current situation and expectations in detail, and provide you with an estimate at a fair price.
②Application
If you agree with the price and service provided in the estimate, please apply.
Please discuss the payment timing and success fees with the person in charge.
③Create a summary and have a preliminary interview at the Finance Bureau
We will advise you on establishing the internal systems necessary for the application, create a summary document that will serve as the basis for the registration application, and conduct a preliminary interview at the Finance Bureau.
④Create the application form and submit the application
Submit the application to the competent finance bureau or finance office.
We also manage deadlines during the registration review period.
Benefits of requesting
It is possible to prepare documents and obtain licenses in anticipation of operations after obtaining licenses and permits.
By requesting us,We can prepare long-term, strategic documents and obtain licenses with a view to operations after obtaining licenses and permits..
Of course, it is possible to complete the procedures on your own, but you may end up having trouble later on if the business method manual or company regulations are out of sync with the actual work you want to do.
Document creation made easy
Before applying, please check the application form and internal regulations.You need to create a lot of paperwork.
Some documents are voluminous, 30 to 40 pages long, so if you are going through the process yourself, you may have a hard time creating the documents.
Depending on the accuracy of the documents, the examination may not proceed smoothly.In some cases, authorities have tacitly encouraged us to seek expert opinion., it may take extra time to obtain a license.
Has a track record of registration, knowledge, know-how, etc.
Our company hasWe have a track record of obtaining financial licenses and permits, as well as knowledge and know-how..
In particular, businesses such as “financial instruments trading industry”Highly specialized fieldHowever, there are only a handful of professionals with real experience.
We will first listen to what business you would like to undertake, and then provide comprehensive support, from advice on establishing a system to the actual registration application procedures.
It is difficult for busy business owners to properly interpret and apply unfamiliar laws.
As legal experts, we will reduce your burden.
Fast Response
Our motto is fast response.
We have established dedicated teams for each project.
By systematizing it, we can respond quickly.
We handle your applications swiftly and reliably.
Free consultation
Consultation before making a request is free of charge.
Guests’ Feedback
Guide to the centralized management of financial licenses and permits
Is your company's compliance measures regarding licenses and permits sufficient?
Financial-related licenses and permits (mainly financial instruments trading businesses) have the following characteristics:
- After obtaining a license, there will be surprise financial on-site inspections.
- There are many different structures that need to be established after obtaining a license (organizational structure, legal documents, legal books, internal regulations, etc.).
- There are several notifications that must be made after obtaining a license (changes to the articles of incorporation, parent corporation, etc., changes to business procedures, etc.).
- There are many revisions to the Financial Instruments and Exchange Act and other related laws and regulations, and each time such revisions occur, it becomes necessary to review the internal control system, etc.
While obtaining financial permits and licenses opens up new business opportunities, such as making it easier to record large sales,Depending on the results of the financial branch inspection, there is a possibility of severe consequences such as administrative penalties.As a result,Risk of negative impact on the credibility of the entire companyin XNUMX minutes by bus from Yonago Station.
In addition, there are many things to be done after obtaining a license, and many of the required notifications are unique to the financial field.There is a tendency for procedures and legal matters to be overlookedThis is a necessary permission.
Nowadays, when compliance is being called out loudly, mainly major companies,
"Let's review the management of financial permits and licenses to make them more effective."
"Let's create a system that can withstand on-site financial inspections as soon as possible."
This movement is progressing rapidly.
You can outsource all your troublesome license management needs.
At our company, we collectively manage the dates and information of financial-related licenses and licenses that companies have obtained, and provide services that collectively handle various procedures related to licenses and licenses.
If you can outsource the management of financial permits, which are different from other permits, to us,We can complete the procedures cheaply and reliably while minimizing the burden on your company..
Our offices are located in Tokyo, Nagoya, and Osaka.Based inAvailable nationwideIt has become.
We also provide support for managing financial permits for companies with multiple locations across Japan.We utilize our know-how on the responses and procedural flows required for each region, jurisdiction, and person in charge to provide speedy advance preparation, coordination with authorities, and application support.This can be achieved.
We provide the latest information on financial permits and licenses!
[Expert explains]
Latest Topics on Financial Licensing
