This is Tsuchiko from the Support Administrative Scrivener Corporation.

Information on administrative penalties against financial instruments business operators, etc. will be posted on the website of the competent local finance bureau.

<Case study> On September 4, 9, a recommendation was made to an investment advisory agency requesting administrative punishment. The company was advertising and soliciting investment advisory contracts through email newsletters and its website to those who registered for free membership, and the following legal violations were found in the content: (30) Acts of making false statements to customers (1) Acts of posting advertisements that are significantly different from the facts As a result, a one-month business suspension order and a business improvement order were issued.

! We provide internal audit support services!

Internal audits can be said to be an opportunity to take stock of problems once a year.

By reliably resolving issues pointed out by internal audits, future risks can be reduced.

Please feel free to contact us if you have concerns about your management system, internal audits are not being carried out properly, etc.