He has a wealth of experience, so I was able to entrust him with peace of mind.
Posted: May 2018, 4
[Finance]Type 2 financial instruments transaction businessFinancial internal audit support
[We received opinions and comments from customers who requested internal audits for their advisory services! ]
Even if there is an administrative scrivener who can support you with your registration application,
It is rare to find a place that provides support for internal auditing, which requires practical knowledge, so this is valuable.
Especially since he is an administrative scrivener who knows many cases of advisory companies.
During the internal audit, I was surprised at how well he understood our company's practices and asked me pointed questions and checks.
[We have received opinions and comments from customers who requested an internal audit of Type 2 Kinshoko! ]
To be honest, I had no idea what I was supposed to do as an internal audit.
By actually receiving internal audit support, I was able to understand the flow of who should do what.
In addition, the report you receive after an internal audit is very helpful as it contains the basis and advice.
Person in charge: Masuno
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